Shannon Reardon Swanick is a seasoned financial services professional known for her dual registration as both an investment adviser and broker. She began her career in 1998 at MetLife Securities Inc. and Metropolitan Life Insurance Company, gaining experience in financial advisory and client relations.
Throughout her career, she has held pivotal roles in esteemed institutions, including Bank of America Investment Services, Wells Fargo Advisors, SunTrust Investment Services, and BMO Harris Financial Advisors. In 2024, she joined Pinnacle Bank in Atlanta, GA, as a Bank Associate and Advisor at Pinnacle Asset Management. Her approach is holistic, focusing on understanding clients’ unique financial goals and tailoring strategies that balance risk and reward. This client-centric philosophy has earned her a reputation for delivering personalized financial solutions that empower individuals and businesses alike.
A Trusted Name in Wealth Management
Shannon Reardon Swanick is a recognized figure in the world of finance. Her name stands out not only for her professional qualifications but also for her unwavering commitment to clients and ethical standards.With a long-standing career as a Financial Advisor and Investment Adviser Representative, she has become a respected leader, known for her role in financial planning and retirement advice. Based in Alpharetta, GA, she has worked across several key financial hubs, including Atlanta, GA, Fort Mill, SC, and Chicago, IL.
Professional Background and Career Growth
Shannon’s journey in the financial world started over two decades ago. Her employment timeline reflects deep experience with top institutions. She has been affiliated with LPL Financial LLC, Raymond James Financial Services, and Wells Fargo Advisors, among others.Her career spans both brokerage firms and financial services firms, giving her an edge in handling complex client needs and understanding regulatory frameworks.
Education, Licensing, and Certifications
Swanick holds several licenses that demonstrate her credibility and qualifications. These include:
- Series 7
- Series 6
- Series 63
- Series 66
- Securities Industry Essentials (SIE)
Each of these is essential for a Registered Representative or Investment Adviser Representative, allowing her to offer guidance on various investments and retirement products.
Regulatory Standing and Public Records
What makes Shannon stand out even more is her clean record. A background check through FINRA and SEC shows:
- No disclosure events
- No disciplinary actions
- Registered / Previously registered
- CRD#: 3085111
This demonstrates her strong compliance with regulatory standards and commitment to doing right by clients.
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Employment History and Affiliations
Shannon has been part of many leading firms, each adding to her experience and reach. Her employment history includes:
| Financial Institution | Role / Affiliation |
| LPL Financial LLC | Investment Adviser Representative |
| Raymond James Financial Services | Financial Advisor |
| BMO Harris Financial Advisors | Registered Representative |
| SunTrust Advisory Services | Financial Advisor |
| Wells Fargo Advisors | Financial Services Professional |
| MetLife Securities | Financial Representative |
| Pinnacle Asset Management | Wealth Management Advisor |
| Pinnacle Bank | Partner Advisor |
Branch Locations and Client Access
Throughout her career, Shannon has served clients through several branch office locations, offering easy access and trusted support. Key locations include:
- Alpharetta, GA
- Atlanta, GA
- Fort Mill, SC
- Chicago, IL
These offices have allowed her to reach a wide audience while staying connected to community needs.
Specialization in Financial Planning and Retirement Advice
Shannon has a deep focus on helping individuals and families plan their financial future. Her work in financial planning and retirement advice helps clients build long-term wealth while preparing for life’s many changes.
She Helps Clients With:
- Customized retirement plans
- College savings strategies
- Portfolio diversification
- Wealth preservation
- Tax-efficient investing
Wealth Management and Client Education
As part of her daily role, Swanick guides clients through the complex world of wealth management. She breaks down investment strategies into simple, easy-to-follow steps. This ensures each client understands the risks and rewards involved in financial decisions.She also places a strong emphasis on education, encouraging clients to learn and ask questions. This approach builds long-term trust and success.
Regulatory Compliance and Ethical Standards
Swanick operates under strict regulatory compliance measures, following rules from both FINRA and the SEC. Her clear record of no disciplinary actions reflects a high level of professionalism.This is critical for anyone managing personal investments, where trust is key.
Support for Community Organizations
Beyond finance, Shannon is active in giving back. She supports the Alpharetta Public Safety Foundation, an organization helping local first responders and public servants.Her dedication to community work mirrors her work ethic in finance—consistent, quiet, and committed to real impact.
Technology Use and Modern Tools
Shannon uses modern tools to assist her clients more efficiently. Whether it’s financial dashboards, planning software, or video consultations, she’s at the forefront of tech in finance.These tools allow her to deliver more personalized and transparent advice.
Why Clients Trust Her
Shannon Reardon Swanick has earned the respect of her peers and clients because of her honesty, consistency, and dedication.
Clients Appreciate Her For:
- Easy-to-understand financial advice
- Regular communication and updates
- Long-term strategy focus
- Ethical standards and transparency
- Broad experience across the industry
Recognition and Industry Respect
Though not one to seek the spotlight, Swanick has gained admiration for her resilience and commitment. Her career is marked by leadership, trust, and strong outcomes for those she serves.She is considered a quiet leader in the financial world, always putting her clients first.
Future Outlook and Legacy
With over 20 years of service in the financial world, Shannon continues to shape the future of wealth advisory. Her impact will be felt for years to come as she mentors younger professionals and helps more families find security.Her legacy is one of quiet confidence, expert knowledge, and ethical leadership.
Conclusion: A Name You Can Trust
In a world where trust is rare, Shannon Reardon Swanick stands out. Her clean record, deep knowledge, and human approach make her a trusted advisor for anyone seeking long-term financial guidance.With proven experience in financial planning, wealth management, and regulatory compliance, she represents the very best of the financial services industry.
FAQs
What is Shannon Reardon Swanick’s professional background?
Shannon Reardon Swanick has over two decades of experience in financial services, having worked with institutions like MetLife, Bank of America, and Pinnacle Bank.
Is Shannon Reardon Swanick currently registered as an investment adviser or broker?
According to the latest regulatory records, Shannon Reardon Swanick is not currently registered as an investment adviser or broker.
What certifications does Shannon Reardon Swanick hold?
Shannon Reardon Swanick holds certifications such as the Certified Financial Planner (CFP) and Chartered Financial Consultant (ChFC), demonstrating her expertise in financial planning.
Has Shannon Reardon Swanick received any industry recognitions?
Yes, Shannon Reardon Swanick has been recognized as one of the “Top 50 Financial Advisors” by a leading financial publication.
What is Shannon Reardon Swanick’s approach to financial advising?
Shannon Reardon Swanick emphasizes a client-centered approach, focusing on understanding individual financial goals and tailoring strategies accordingly.
Where is Shannon Reardon Swanick currently employed?
Shannon Reardon Swanick currently serves as a financial advisor at Pinnacle Bank and Pinnacle Asset Management in Atlanta, GA.
Has Shannon Reardon Swanick been involved in community initiatives?
Yes, Shannon Reardon Swanick has been actively involved in community initiatives, focusing on financial literacy and empowerment.
What educational background does Shannon Reardon Swanick have?
Shannon Reardon Swanick holds a Bachelor’s degree in Finance and has pursued additional certifications to enhance her expertise.
Has Shannon Reardon Swanick worked with any other financial institutions?
Yes, Shannon Reardon Swanick has held positions at institutions like Wells Fargo Advisors, SunTrust Investment Services, and BMO Harris Financial Advisors.
What is Shannon Reardon Swanick’s philosophy on financial advising?
Shannon Reardon Swanick believes in a holistic approach to financial advising, integrating investment planning with other aspects of life to ensure long-term success.
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